|
A
special thanks to my son Michael
Philip Ramsden LL.B (Hons), LL.M,
who relentlessly read and re-read my
thesis to which I am eternally
grateful for his thoughts and
comments.
-and-
Equally a special thanks to my
younger son Matthew whose patience
was beyond compare, as he allowed me
time to complete my works at a cost
of our extended time together.
2
________________________________________
Introduction and Overview The
purpose of this dissertation will be
to examine critically how the
judiciary have, so far, approached
their enforcement role under
Sections 3(1) and 4(2) of the Human
Rights Act 19981 and what problems
and prospects lie ahead; in
particular following the extremists
who have created a dilemma upon the
United Kingdom2, and America, which
brought in swift laws in an effort
to address detention of terrorist.3
In supporting this dissertation, a
broad approach will be taken. This
broad approach will draw not only on
the case law but the constitutional
relationship between judiciary and
Parliament in settling human rights
disputes.
The
relationship between how the
judiciary decides cases and how they
perceive their role within a
constitution cannot be
underestimated. It cannot be ignored
by the legal practioner, either, and
has become a perennial field of
study in many jurisdictions, and the
implications on practice are
immense.
1
Hereafter the HRA` 2 The Government,
in realising that detaining
suspected international terrorists
while undertaking the process of
arranging deportation, would be
incompatible with Article 5(1)(f)
have prepared the ground by making a
derogation order 3 The policy
changes were not limited to the
United States, as a large number of
countries responded to the threat of
terrorism. With terrorist actions
around the world, including in
Madrid, Bali, Russia, Morocco, and
Saudi Arabia. Terrorism politics is
truly global.
3
________________________________________
The judiciary, it will be argued, do
not reason to their decisions in a
proverbial vacuum. It shall be
argued that they are highly
influenced by the surrounding
constitutional context concerning
contentious issues of Parliamentary
democracy, equality, separation of
powers and so on.
The
approach of this dissertation,
therefore, is to engage in case
analysis and to consider surrounding
constitutional issues that come to
have a bearing upon judicial
adjudication4. It will be the
purpose of this dissertation to
ascertain out of the case law the
substantive commitments members of
the judiciary make in deciding
cases. This will enable a duly
considered analysis of the
judiciary`s enforcement role under
Sections 3(1) and 4(2) and what
factors are important in determining
how they exercise this power.
Importantly the dilemma of terrorism
has had a broad impact upon the
decision maker and the Government
and proportionally` have not always
been the victor when looking to
protect those of who saw the HRA as
the corner stone to democracy.
4 For
instance terrorism laws came under
scrutiny both be the UK courts and
the European Court of Human Rights,
where detention without charge was a
violation of the Convention on Human
Rights.
4
________________________________________
In
particular in light of the Global
threat through terrorism, it will be
necessary to examine in great
detail5 how the Convention on Human
Rights;6 embraced or otherwise
rejected any compromise. In
particular the use of Torture has
been at the forefront of the
investigation in the way that the
judiciary has failed in most cases
to remedy the obvious violations of
the HRA. We shall look at the newly
formed Special Independent Appeals
Tribunal,7 who it will be ventilated
fail to adhere to the Convention in
the procedure/s adopted8 It shall be
argued that the use of closed`
evidence before the SIAT is in its
self a violation of the Convention/s
as well as the HRA.
It
shall be argued that the workings of
the SIAC, in failing to adhere to
the common law principles, let alone
the HRA has caused concern to those
who hold the HRA dearly, which even
outraged a Senior Politician as
degradable9. The secrecy deployed by
the SIAC does to not lend itself to
the spirit of the HRA, yet such
deficiencies, almost go unchecked by
the
5
Critically analysed in Chapter 8. 6
Hereafter the Convention 7 Hereafter
SIAC 8 For instance the use of
closed evidence and the restriction
placed upon the Special Advocate in
being unable to take proper and full
instructions. 9 Mr. Jack Straw MP
5
________________________________________
judiciary. For completeness
consideration will be given to a
number of case studies, at the speed
in which determinations are made by
the SIAT10
Conversely, this dissertation
selectively draws upon the case law
of both the European Court of Human
Rights11 and domestic courts,
domestically, both post and pre HRA
cases will be considered and
analyzed to ascertain how the
judiciary understands their role,
precipitated by the statute itself.
On
the pan-European level, European
Court12 cases will be analyzed, with
particular emphasis on how they have
come to characterise rights in
question, and the bearing this can
have on domestic courts. Of course,
the varying judicial approaches need
to be put in context, and this
dissertation will aim throughout to
make this connection clear.
Detailed reference is required to
the reasons behind the HRA, its
legislative history and how
Parliament settled on its key
provisions, and again it should be
borne in mind that the threats
10
Chapter 9 11 Hereafter the ECtHR`
12Discussed in Chapter 4
6
________________________________________
that society are now faced, were not
within the contemplation of the
Convention, nor was the global stage
for terrorism.
This
understanding plays an important
part in locating the HRA in a
constitutional context embracing
many different (and in some cases,
diametrically opposed) ideals.
Particularly, it will be argued that
there is an internal constitutional
tension that itself brings to bear
on how the judiciary operate under
Sections 3(1) and 4(2); which leads
to highly divergent and opposed
views on determining what human
rights is, when they are engaged,
when they are breached, and how they
are enforced, the latter being of
immense importance to those
suffering such violations.
However, this dissertation will go
further than merely connecting the
influence of constitutional context
on the case law, and will make some
claims as to how the judiciary
should be approaching their role
under Sections 3(1) and 4(2). This
normative aspect of the
dissertation, which calls for a new
approach embracing greater
Parliamentary scrutiny of human
rights, is deemed entirely necessary
to set new practical guidance on the
judiciary`s enforcement role.
7
________________________________________
It is
because of the surrounding
constitutional context, coupled with
the HRA, which has distorted
judicial decision making out of a
definitive shape. A new approach is
essential to provide practical
guidance on the vexed enforcement
mechanisms under Sections 3(1) and
4(2).
In
support of this broad approach, this
dissertation will be divided into
eleven chapters. Chapter 1, provides
an overview, whilst chapter 2,
visits the background and takes a
historically survey the passage of
the HRA and why it was considered
necessary, what it sets out to
achieve, whom it protects and whom
it is enforceable against; given
that the statute effectively
incorporates the Human Rights and
Fundamental Freedoms13, time will be
spent analysing how the Convention
operates, the obligations it places
on member states, and how aggrieved
parties can seek redress to the
European Court.
Moreover, the judicial method of the
European Court, as resonant in the
case law, will be given some
consideration. Particularly, it will
be examined; how human rights are
characterised ¬ whether they confer
a negative or positive14
13
Hereafter the Convention` 14
Discussed in Chapter 1
8
________________________________________
obligation or both, whether they are
absolute or subject to qualification
as necessary in a democratic
society`, whether they afford a wide
or margin of appreciation.
Thereafter, it will be stressed that
the success of any human rights
regime depends crucially on the
strength of its enforcement
mechanisms. Further consideration
shall be given whether the HRA is a
political compromise15 existing to
protect both Parliamentary
sovereignty and respect for human
rights. The problem of trading this
middle group is epitomized both in
Section 3(1) and the subsequent case
law. Particularly, it will be argued
that there is some difficulty
resonant in the case law in
restricting what is constructively
possible` in Section 3(1).
How
this uncertainty is open for
manipulation will be considered by
examining a number of cases and
judicial reasoning thereto. It is
however noteworthy that despite the
intentions and the approaches taken,
that the problems now faced with
world domination of terrorism and
safety of others that despite the
intention, a balance will have to
[and is] be drawn in balancing the
rights of all16 whilst ensuring that
the place of travel is not so
restricted by the threat of violence
against those the HRA
15
Considered in Chapter 5 16 This
would be in accordance with the HRA,
whilst dealing with the safety of
citizens when balanced with the
constant threat of terrorism.
9
________________________________________
was
meant to protect. It follows that
this was never a feature either in
the early fifties and proceeding
years. Judicial enforcement will be
considered and the uncertainty in
perspective ¬ to seek to explain the
constitutional context in which the
Human Rights Act operates, and why
Section 3(1) could reasonably be
open to quite intensive
interpretation amounting to
effective entrenchment of human
rights. This point will be supported
through the examination of judicial
case law where judicial members have
adopted broad and narrow
perspectives on controversial social
problems17.
Chapter four will then consider the
important issue of how human rights
are characterised, will aim to
demonstrate judicial enforcement
under Sections 3(1) and 4(2) is on
uncertain ground, so too are the
concepts expressed in the
Convention. Given this human rights
uncertainty, the courts are
frequently adjudicating on open
textured questions with them
articulating what is necessary in a
democratic society. Given the need
for a certain enforcement mechanism,
and taking into account the flimsy
nature of human rights
jurisprudence, four different models
will then be presented. These models
will present
17
For instance the recent case of YL
¬v- Birmingham City Council, where
the dilemma remains in the meaning
of Public Authority`.
10
________________________________________
different ways in which the
judiciary can approach their
interpretative obligation, and the
purpose here will be to outline a
preferred model to guide future
enforcements in accordance with
Sections 3(1) and 4(2).
Having dealt with the problems faced
by the judiciary as well as the
dilemma caused in protecting the
rights and obligations of the state,
it is necessary to consider in
chapter 8 whether there is any place
for the HRA, and whether Terrorism
has now diminished the hope of a
codified set of rules which were
meant to protect the foundation of a
civilized society of which such
protection could lead to the
withdrawal from the Convention18,
based upon the need to protect,
detain and draw a balance in both
protecting the rights of the
populace whilst maintaining the
powers to detain those who may be
intent upon causing mass destruction
upon those the HRA was meant to
protect.
It is
upon the checks and balance that
should be incorporated in protecting
society, upon those wishing to
destroy the fabrication of society
itself. In essence this raises the
issue whether we can have a system
that looks to protect the rights of
all, whilst failing to allow periods
of detention in order to establish
18
This is permitted on six months
Notice to the Secretary-General of
the Council of Europe.
11
________________________________________
cogency of those held in detention?
We shall look at the approach of the
judiciary in attempting to address
the imbalance whilst maintaining the
spirit of the HRA.
Having made a case for greater use
of Section 4(2) it will then be
argued on the practical side in
chapter 10 that the development of a
Human Rights Commission19 would
improve human rights law by enabling
a finer textured debate and
deliberation on what human rights
actually consist of, thus bringing a
greater understand to the conceptual
problems that may have arisen.
The
commission, it will be argued, could
compliment greater Parliamentary
debate on human rights, and how
legislation should be drafted so as
to be Convention compatible. Indeed
this shall be the remit for the new
Commission, and therefore close
examination shall be focused upon in
ascertaining its value and worth.
Final deliberations will be left to
Fairness and Freedom, from the final
report of the equalities review20
19
Coming into force in October 2007 20
The Final Report of the Equalities
Review
12
________________________________________
CHAPTER 1 HUMAN RIGHTS BACKGROUND
AND CONTEXT The European Convention
on Human Rights (hereafter the
Convention) treaties passed by the
Council of Europe21 in an effort to
stop any reoccurrence of the
atrocities and acts of cruelty ever
happening again following the Second
World War. Of course the aftermath
was immense and the need to protect
ones rights had never been at the
forefront as this period of time in
history. The Convention was heavily
influenced by British values. The
debate over the Convention was
British inspired. The drafting of
the Convention was British led. The
values entrenched in the Convention
were British through and through.
The Convention itself was ratified
first by Britain. We exported our
values and our rights to Europe. And
in the HRA, for the first time
brought them home to Britain, and
therefore Human rights are British
rights. The HRA sets out a framework
of common standards by which we
expect to be treated. It represents
the freedoms, which a
21
Which was a group of Nations invited
by Sir Winston Churchil , following
the Second World War
13
________________________________________
pluralist society accepts - freedom
of speech, freedom of thought,
freedom to have a private life,
freedom from death, from unfair
imprisonment, from degrading or
inhuman treatment or torture. Many
myths have developed about what the
HRA does, and the nonsense decisions
it causes. Myths which damage public
confidence in the HRA and which can
cause decision makers to forget
their common sense22 Of course
terrorism was not a focal point when
the treaties were passed and as we
shall see below, that the courts
along with the Government have found
great difficulty in balancing one
person`s rights against another,
when contrasted with the need to
protect against the atrocities, such
as 9/11, a period thereafter which
experienced legislative changes in
the shortness of time, and never
experienced before only during times
of hostilities. Such changes were
never envisaged during the
pre-ratification of the Convention,
and yet the legislators in those
early years, could have never
envisaged the self-destruction of
minority parties, prepared to cause
maximum damage upon society,
22
Lord Faulkner; addressing the
National Association of Head
Teachers Annual Conference 2007
14
________________________________________
which
remains subject to political debate
on an almost weekly basis. The
fundamental responsibility of the
state to protect its citizens
against terrorism should not in
itself pose a problem as the states
should be able to take appropriate
steps23 to take appropriate action
to protect the safety of it citizens
in the balancing exercise and
therefore will not offend against
some rights which of course are
absolute what ever the
circumstances24 As we shall see
although the courts are ready to
apply proportionality25, and this
can only be applied to achieve a
legitimate aim. A New Constitutional
Era On 14th May 1997, the Labour
Government announced in the Queen`s
Speech that it intended to
effectively incorporate into
domestic law Convention Rights. It
then set out its proposals for
incorporation of the Convention in
1997 in a White Paper, Rights
Brought Home. The Human Rights Bill,
described as what was probably the
greatest change in legislative
history: The
23
Arising from Article 2 of the
Convention itself. 24 For instance
Article 3, prohibition of torture
and see Z ¬v- United Kingdom (2001)
failure to protect children from
abuse and neglect over a 4 year
period. 25 Although proportionality
does not appear anywhere in the text
of the Convention.
15
________________________________________
language of the Articles, within the
Convention is [was] so embracing
that one MP commented... It is
language which echoes right down the
corridors of history. It goes deep
into our history and as far back as
Magna Carta26 The Human Rights Act
came into force on 2nd October 2000
and effectively incorporated27 into
the United Kingdom (hereafter the
UK) law certain rights and freedoms
set out within the body of the
Convention. The HRA covers England,
Wales, Scotland and Northern
Ireland.
From
the outset this Convention is a
binding international agreement that
the UK assisted to draft and has
sought to comply with for over half
a century28. The Convention
enshrines fundamental civil and
political rights; however until the
HRA it did not form or was
incorporated as part of the UK
law29.
26
(Hansard, 6 February 1987,
col.1224). Sir Edward Gardner MP QC,
commented on the language of the
Articles in the Convention
27
This has not been fully incorporated
because Article 13 on the
requirement of an effective remedy
is not included in the statutory
scheme. 28 Ratified in March 1951
and entered into force on 3
September of that year it has now
been ratified by all forty-one
States of the Council of Europe.
29
Rights Brought Home: The Human
Rights Bill @ Para 1.10 CM 3782
16
________________________________________
Human
Rights Enshrined in Protocols The
Convention30 outlines a broad range
of rights available to state
citizens that are enforceable
against the government. For example,
Article 2 provides for the right to
life. Article 3 protects from
torture and inhumane or degrading
treatment or punishment. Article 4
protects from slavery and forced or
compulsory Labour. Article 6
provides the right for a fair trial.
Traditional ideas of civil liberties
are also enshrined. Article 9
provides for freedom of thought,
conscience and religion, Article 10
for freedom and expression and
Article 11 for freedom of
association and assembly.
There
are also numerous protocols that
member-states signed subsequently to
the Convention. For completeness
Section 1, of the Convention
(Articles 1-18) sets out the rights
and freedoms of individuals under
the Convention, now supplemented by
several Protocols31 providing
further rights, with further
Protocols dealing merely with
procedural and organisational
matters.
30
Convention rights" means the rights
and fundamental freedoms set out in:
(a) Articles 2 to 12 and 14 of the
Convention, (b) Articles 1 to 3 of
the First Protocol, and (c) Articles
1 and 2 of the Sixth Protocol, as
read with Articles 16 to 18 of the
Convention
31 A
protocol is a later addition to the
Convention, so as to be more
flexible and clear. For instance,
Article 1 of Protocol 13; abolition
of the death penalty.
17
________________________________________
These
cover, for example, matters such as
right to property (article 1), the
right to education (article 2), the
right to free and fair elections,
the abolition of the death penalty
in peacetime (articles 1 and 2 of
the sixth protocol), restrictions on
political activity of aliens
(article 16) and prohibition of
abuse of rights (article 17).
These
rights are known as Convention
rights and have a domestic impact on
areas of law such as crime, family,
housing, employment and education.
By Article 1 of the Convention,
countries who have signed up to the
Convention must secure the above
rights for everyone in their
jurisdiction and individuals must
also have an effective remedy to
protect those rights in the
country's courts32 without the need
to go to the ECtHR33.
Characterization of human rights Of
great importance is how the human
rights in question are
characterised. The strength of
particular human rights depends upon
the extent to which member states
must ensure compliance. Whether
member states can depart from human
32
Unlike post HRA, when one need to
make an application direct to the
European Court 33 Hereafter referred
to as the European Court
18
________________________________________
rights depends on whether the right
in question provides for a
derogation or qualification. Under
Article 15, member states can
derogate from the Convention where
this is necessary for national
security34.
Further, many human rights are
subject to qualifications. These
rights are defined in two stages,
the first provides the right and the
second defines the permissible
qualifications to that right.
This
enables a member state to argue that
the abridgment of a human right is
necessary, for example, for quelling
a riot or insurrection, public
safety, economic-well being, and the
protection of health or morals.
Qualifications of this type are to
be found, for example in Article 2
on the right to life, Articles 8 on
privacy and 10 on freedom of
expression. This list is by no means
exhaustive, but illustrative of the
manner in which rights can be
subject to qualification to take
into account wider social factors.
34
The exceptions to this are Article
3, 4(1) and 7.
19
________________________________________
When
looking to the qualifications, the
European Court will take into
account that the Convention is a
living instrument`35. Further, there
is a need for proportionality that
requires the member state doing no
more than is necessary in order to
achieve a result, which is itself
lawful and reasonable. In essence
there must be a reasonable
relationship between the means used
and the end result.
However, Articles 3, 4, 6 and 7 have
no such qualifications. They are
absolute rights where the primary
consideration for the European Court
is establishing whether the right
has been engaged or breached, rather
than arguments for the Respondent
government that the Article in
question should not justifiably
apply.
Another important way to
characterize the scope of human
rights is in terms of the duty they
place upon member states. This duty
can be either negative` or
positive`, or even both36. Negative
rights involve the classic examples
of freedom from` torture37, or
freedom to` express and form
political associations.
35 A
term employed in Salmouni v France
[2000] 29 EHRR @ 403, and
subsequently as the basis for an
argument extending privacy rights to
environmental rights in the lower
chamber decision in Hatton v UK. 36
This distinction may be considered
crude and characterised, and it is
recognised that in many scenarios
the distinction collapses, but for
the purposes of this introduction
into human rights law, it wil
suffice. 37 This is a good example
of an absolute` rights
20
________________________________________
The
member state is expected to refrain
from activity that would run
contrary to these rights. Positive
rights, on the other hand, are a lot
more problematic in that they
require the member state to be
proactive in not only protecting the
rights, but also securing them.
Osman v UK38 tested the limits of
this positive obligation, where the
European Court found that the UK
government failed to provide
adequate protection to murdered
parents after receiving repeated
information about the dangerousness
of the murderer.
The
European Court described this case
as an extreme example of police
failure, and therefore perhaps not
applicable where the consequence of
their inaction was not so obvious.
This
distinction between positive` and
negative` rights will be returned to
in Chapter 4 when discussing how
desirable it is for courts to be
adjudicating on these matters. In
the meanwhile suffice to say this is
a judicial device to establish the
extent of a member state`s duty
under the Convention.
38
Osman-v-UK (1998) 29 EHRR 245
21
________________________________________
Member State Obligation The role of
the European Court will be to
determine whether the member state
has complied with the terms of the
Convention, and the member state is
constructed to include all branches
of government39. The UK government,
too, have created executive and
judicial provisions with regarded to
the Convention and human rights
generally. By Section 2 of the Human
Rights Act, all national courts and
tribunals must take into account the
case law of the European Court.
Section 6 binds public authorities40
from government departments and
courts to functional public bodies
running nursing and residential
homes. Section 641 therefore adds a
new head of review ¬ human rights
illegality - to the traditional
approach of illegality,
irrationality and procedural
impropriety.42
39
For example, in Price v UK (2002) 34
EHRR @ 53; the European Court stated
that both the sentencing judge and
the prison service (both the
executive and judicial branches)
were at fault in incarcerating
disabled women without taking her
disability into consideration. 40
That is pure public authorities or
bodies undertaking a function of a
public nature. See Section 6. 41 The
meaning of public authority has
caused substantial problems and
subjected to debates by the Lords
see Seventh Report of Session
2003¬04- HL Paper 39 HC 382 42 See:
Associated Provincial Picture Houses
Ltd. v. Wednesbury Corporation
(1948) 1 K.B. 223, 229, Lord Greene
M.R. pointed out that different
grounds of review "run into one
another." A modern commentator has
demonstrated the correctness of the
proposition that grounds of judicial
review have blurred edges and tend
to overlap with comprehensive
reference. See Fordham, Judicial
Review Handbook, 2nd Ed, pp.
514-521.
22
________________________________________
A
point arises to the extent to which
the HRA has horizontal effect that
is, enabling individuals to bring
claims against other individuals43.
The courts have hesitantly developed
limited horizontal effect by
applying the HRA to the common
law44. Locus Standi In 1966 the UK
accepted that an individual
person45, and not merely another
State, could bring a case against
the UK to the European Court.
Successive administrations in the UK
have maintained these
arrangements46. From the outset it
should be noted that a finding by
the ECtHR of a violation of a
Convention right does not have the
effect of automatically changing UK
law and it shall canvassed that any
remedy is a matter for the UK
government and Parliament alone to
amend or otherwise deal with the
offending legislation.
43
Douglas and Others v. Hello! Ltd.
[2001] Q.B. 967; Campbell v MGN Ltd
[2004] UKHL 22; Venables and Another
v News Group Newspapers and Others 8
January 2001, [2001] 9 BHRC 587,
(2001) -- Human Rights Act 1998, s
12, Sch 1, arts 2, 3, 8 10 44 As in
Douglas v Hello Ltd, [2001] Q.B. @
967. The argument goes as follows ¬
the HRA requires domestic law to be
Convention compliant, so therefore
in the context of privacy, the
common law right of breach of
confidence` was upgraded to
encompass Article 8 rights. By
introducing Article 8 tangential y
through the common law, individuals
can in limited circumstance bring a
claim against other individuals. 45
Person includes Companies, under the
HRA, as without this it would
infringe Articles 6, & 14
respectively 46 White paper on The
Human Rights Bil CM 3782
23
________________________________________
However the UK has agreed to abide
by the decisions of the Court47. It
follows that, in cases where a
violation has been found, the State
concerned must ensure that any
deficiency in its internal laws is
rectified48 so as to bring them into
line with the Convention49. In
essence: - The incorporation of the
Convention on Human Rights into
domestic law is perhaps the most
significant element in the
government`s programme of
constitutional reform. It will give
birth to a major new jurisprudence,
borne out of challenges brought by
lawyers; and over time, a culture of
respect for human rights will
permeate the whole of our society50.
Proportionality has throughout the
decades placed a part in common law
and therefore it is useful to visit
the former decisions in light of the
procedure now adopted in ensuring
compatibility with the HRA. The
cases below will demonstrate the
courts in interpretation and or
attempting to strike a balance
between policy, decisions have
maintained a balance of natural
justice, involving the rights of
prisoners, balanced with
47
Like al other States who are parties
to the Convention. 48 Subject to
certain caveat`s discussed below.
49Rights Brought Home: The Human
Rights Bil @ Para 1.10 50 Lord
Chancellor Lord Irvine of Lairg
addressed the implication of the
Human Rights Act In his Keynote
Address, at the Annual Conference of
the Bar 9th October 1999.
24
________________________________________
proportionality, which gave way to
the Convention on Human Rights,
following a number of decisions from
the ECtHR. A thread throughout is to
protect prisoners from
disapportionate policies affecting
those rights, rather than to adhere
to a blanket policy`, which on the
face of it may violate ones human
rights. The courts have focussed
substantially in striking out
offensive policies, which fall foul
of the HRA, whilst attempting to
strike a balance between security
and the need to protect those at
risk through abusive policies as
touched upon below. Unsurprisingly
the courts have been drawn to the
rights of prisoners, who at one
stage were thought to have very few
given their incarceration within the
prison system. It is upon this
premises that we shall focus below
upon proportionality, and striking a
fair balance. Whilst throughout this
dissertation we shall focus upon the
rights under the HRA, it may be
useful for elucidation to consider a
number of propositions concerning
rights, and these can be expressed
as absolute` as will appear
throughout along with limited` and
qualified` rights.
25
________________________________________
In
summary not all rights are the same
and some call upon adhering to some
more than others, providing
qualification is given for any
departure from those rights51 In
essence rights and any departure
thereto is solely dependant upon the
right/s in question, that the HRA
looked to protect. Terrorism for
instance has featured a great deal
in recent times, and the various
decisions surrounding incarceration
of the suspects for substantial
periods of time without charge or
trial has arguably run foul of the
HRA. Whilst we shall focus upon the
problems encountered in great detail
within the body of this
dissertation, for now we shall visit
three types of rights outlined
above. In essence not all Convention
rights operate in the same way. It
is now useful to look at the
ramifications of absolute`, limited`
or qualified` in nature. In chapter
5 we shall demonstrate the problems
of derogation. In the case of
absolute rights; States cannot opt
out of these rights under any`
circumstances; not even during war
or public emergency. There cannot be
any justification for interference
51
For instance abolition of the death
penalty is not subject to any
qualification to depart from it, as
it is absolute, however self defence
of a police officer may be under
Article 2.
26
________________________________________
with
these rights and they cannot be
balanced against public` interest.
Such rights are prohibition of
torture and inhumane or degrading
treatment52 and the prohibition of
slavery53 Limited rights; are rights
that are not balanced against the
rights others, but which are limited
under the explicit and finite
circumstances. An example is the
right to liberty and security54
Qualified rights; are rights that
can be interfered with in order to
protect the rights of other people
or the public interest. An inference
with qualified rights may be
justified where the state can show
that the restriction is lawful` in
accordance with the law, which must
be established, accessible and
sufficiently clear.
With
regard to a legitimate aim, the
restriction must pursue a
permissible aim as set out in the
relevant Article. Public authorities
may only rely on the expressly
stated legitimate aim when
restricting the right in question.
52
Article 3. 53 Article 4(1) 54
Article 5.
27
________________________________________
Some
of the protected interests are
national security55 the protection
of health and morals, the prevention
of crime and the protection of the
rights of others.
In
essence this raises the issue
whether the restriction is necessary
in a democratic society. The answer
is simply for a restriction to be
necessary in a democratic society
there must be a rational between the
legitimate aim to be achieved and
the policy/ decision, which
restricts person`s rights.
Perhaps a good example of this is
simply that if the restriction would
make no difference in achieving the
aim, then the restriction would be
unlawful. In cases, which fall
outside this ambit, then a
policy/decision should be no more
restrictive than it needs to be in
order to achieve its objective,
otherwise known as the
proportionality`.
This
means that the exercise of the
rights guaranteed under the
Convention and their protection by
the courts has to be done in a way
that is proportional to the needs of
society. Limiting the rights may be
permitted only if it is genuinely
done to meet an
55 Of
which we shal see has come under
substantial pressure in attempts to
deal with detainees under the
Terrorism Act 2000.
28
________________________________________
objective which is of general
interest recognised by the European
Union or the need to protect the
rights and freedoms of others. What
this does is offer a defence against
the state overriding an individual's
rights through disproportionate
action.
In
essence the use of proportionality
raises the issues whether the
restriction itself is necessary in a
democratic society. To this end the
restriction must fulfill a pressing
social need and if so must be
proportionate to that need.
The
principle of proportionality is at
the heart of the qualified rights
are interpreted, although; the word
itself does not appear anywhere, in
the text of the Convention.
The
principle can perhaps most easily be
understood by saying don`t t use a
sledgehammer to crack a nut`. When
taking decisions that may affect any
of the qualified rights, a public
authority must interfere with the
right as little as possible, only as
far as is necessary to achieve the
desired aim.
In
essence one must look to inquire
what is the restriction being
applied and or sought to determine
whether the restriction
29
________________________________________
is
proportionate or not. This for
example can be carried out by
applying the following test: -
(1)
What is the problem that is being
addressed by the restriction? (2)
Will the restriction in fact lead to
a reduction in that problem? (3)
Does a less restrictive alternative
exist, and has it been tried? (4)
Does the restriction involve a
blanket policy or does it allow for
different cases to be treated
differently? (5) Has sufficient
regard been paid to the rights and
interest of those affected? (6) Do
safeguards exist against error or
abuse? (7) Does the restriction in
questions destroy the very essence
of the Convention rights at issue?
It is
the above are issues that the
judiciary will take into account
when considering whether ones rights
have been violated.
30
________________________________________
In
the case of R ¬v- Secretary of State
for the Home Department ex parte
Daly;56 on 31 May 1995 the Home
Secretary introduced a new policy
("the policy") governing the
searching of cells occupied by
convicted and remand prisoners in
closed prisons in England and Wales.
The policy was expressed in the
Security Manual as an instruction to
prison governors in these terms57: -
"17.69: - Staff must accompany all
searches of living accommodation in
closed Prisons with a strip search
of the resident prisoner.
17.70:- Staff must not allow any
prisoner to be present during a
search of living accommodation
(although this does not apply to
accommodation fabric checks).
17.71:- Staff must inform the
prisoner as soon as practicable
whenever objects or containers are
removed from living accommodation
for searching, and will be missing
from the accommodation on the
prisoner's return.
56
2001 UKHL-26 57 HM Chief Inspector
of Constabulary was at once set up,
fol owing an escape from prison of a
number of category A prisoners. .
The report of the inquiry, presented
to Parliament in December 1994 (Cm
2741)
31
________________________________________
17.72:- Subject to paragraph 17.73,
staff may normally read legal
correspondence only if the Governor
has reasonable cause to suspect that
their contents endanger prison
security, or the safety of others,
or are otherwise of a criminal
nature. In this case the prisoner
involved shall be given the
opportunity to be present and
informed that their correspondence
is to be read.
17.73:- But during a cell search
staff must examine legal
correspondence thoroughly in the
absence of the prisoner. Staff must
examine the correspondence only so
far as necessary to ensure that it
is bona fide correspondence between
the prisoner and a legal adviser and
does not conceal anything else.
17.74:- When entering cells at other
times (e.g. when undertaking
accommodation fabric checks) staff
must take care not to read legal
correspondence belonging to
prisoners unless the Governor has
decided that the reasonable cause
test in 17.72 applies."
32
________________________________________
The
origin and background of the policy
On 9 September 1994 six categories
A` prisoners, classified as
presenting an exceptional risk,
escaped from the Special Security
Unit at HMP Whitemoor. An inquiry
led by Sir John Woodcock, formerly
HM Chief Inspector of Constabulary,
was at once set up. The report of
the inquiry;58 revealed` extensive
mismanagement; malpractice at
Whitemoor. The escape had been
possible only because prisoners had
been able, undetected, to gather a
mass of illicit property and
equipment. This in turn had been
possible because prisoners' cells
and other areas had not been
thoroughly searched at frequent but
irregular intervals, partly because
officers seeking to make such
searches had been intimidated and
obstructed by prisoners, and partly
because relations between officers
and prisoners had in some instances
become unacceptably familiar so that
staff had been manipulated or
"conditioned" into being less
vigilant than they should have been
in security matters.
58
Ibid
33
________________________________________
In
its report59 the inquiry team made a
number of recommendations. One of
these was that cells and property
should be searched at frequent but
irregular intervals. In other words,
there was to be no standard or
pattern to be established which
would put the prisoners on notice.
Following a strip search each
prisoner was to be excluded from his
cell, during the search, this was to
avoid intimidation. The inquiry team
gave no consideration at any stage
to legal professional privilege or
confidentiality. The policy was
introduced to give effect to the
inquiry team's recommendation on
searching of cells. The legal
background of which this policy was
made can best be summarized as
follows: - Any custodial order
inevitably curtails the enjoyment,
by the person confined, of rights
enjoyed by other citizens. He cannot
move freely and choose his
associates as they are entitled to
do. It is indeed an important
objective of such an order to
curtail such rights, whether to
punish him or to protect other
members of the public or both.
59
Ibid
34
________________________________________
But
the order does not wholly deprive
the person confined of all rights
enjoyed by other citizens. Some
rights, perhaps in an attenuated or
qualified form, survive the making
of the order, and it may well be
that the importance of such
surviving rights is enhanced by the
loss or partial loss of other
rights. Among the rights which, in
part at least, survive are three
important rights, closely related
but free standing, each of them
calling for appropriate legal
protection: the right of access to a
court; the right of access to legal
advice; and the right to communicate
confidentially with a legal adviser
under the seal of legal professional
privilege. As we shall see below,
the UK has fallen short in certain
circumstances in comply with the
above. Such rights may be curtailed
only by clear and express words, and
then only to the extent reasonably
necessary to meet the ends, which
justify the curtailment. A number of
decisions had been made on diverse
occasions some at odds with each
other. In R v Board of Visitors of
Hull Prison, Ex p St Germain60 Shaw
LJ stated "despite the deprivation
of his general liberty, a prisoner
remains invested with residuary
rights appertaining to
60
[1979] QB 42
35
________________________________________
the
nature and conduct of his
incarceration . . . An essential
characteristic of the right of a
subject is that it carries with it a
right of recourse to the courts
unless some statute decrees
otherwise." In a further case of
Raymond v Honey61 a point arose from
the action of a prison governor who
blocked a prisoner's application to
a court. The House of Lords
affirmed, 62that "under English law,
a convicted prisoner, in spite of
his imprisonment, retains all civil
rights which are not taken away
expressly or by necessary
implication . . ." It was held in
the above case that Section 47 was
held to be quite insufficient to
authorise hindrance or interference
with so basic a right as that of
access to a court. To the extent
that rules were made fettering a
prisoner's right of access to the
courts and in particular his right
to institute proceedings in person
they were ultra vires. Further
consideration was given in R v
Secretary of State for the Home
Department, Ex p Anderson63 the
prisoner's challenge
61
[1983] A.C.; 1, at p. 10H.
62 At
page 10 63 1984] QB 778
36
________________________________________
was
directed to a standing order which
restricted visits by a legal adviser
to a prisoner contemplating
proceedings concerning his treatment
in prison when he had not at the
same time made any complaint to the
prison authorities internally.
Reiterating the principle that a
prisoner remains invested with all
civil rights, which are not taken
away expressly or by necessary
implication, Robert Goff LJ,64
held........."At the forefront of
those civil rights is the right of
unimpeded access to the courts; and
the right of access to a solicitor
to obtain advice and assistance with
regard to the initiation of civil
proceedings is inseparable from the
right of access to the courts
themselves.65" His Lordship
continued ........."As it seems to
us, a requirement that an inmate
should make . . . a complaint as a
prerequisite of his having access to
his solicitor, however desirable it
may be in the interests of good
administration, goes beyond the
regulation of the circumstances in
which such access may take place,
and does indeed constitute an
impediment to his right of access to
the civil court."
64
Giving the judgment of the Queen's
Bench Divisional Court, said, at p
790 65 The standing order in
question was held to be ultra vires.
At pp 793-794 the court observed:
37
________________________________________
In
Campbell v United Kingdom66 issues
concerned the compatibility with the
European Convention of rule 74(4) of
the Prison (Scotland) Rules 1952
67which provided that "every letter
to or from a prisoner shall be read
by the Governor . . . and it shall
be within the discretion of the
Governor to stop any letter if he
considers that the contents are
objectionable."68 The European Court
held that the interference with the
applicant's correspondence violated
article 8 of the Convention69, the
court said....."Admittedly, as the
Government pointed out, the
borderline between mail concerning
contemplated litigation and that of
a general nature is especially
difficult to draw and correspondence
with a lawyer may concern matters,
which have little or nothing to do
with litigation. Nevertheless, the
Court saw no reason to distinguish
between the different categories of
correspondence with lawyers which,
whatever their purpose, concerned
matters of a private and
confidential character. In
principle, such letters are
privileged under Article 8. In
essence prison authorities may open
a letter from a lawyer to a prisoner
when they have reasonable` cause to
believe that it
66
(1992) 15 EHRR 137 67 (SI 1952/565)
68 The Court of Session had earlier
upheld this rule as valid: Leech v
Secretary of State for Scotland,
1991 SLT 910. 69 At p 161, Para 48
of its judgment
38
________________________________________
contains an illicit enclosure which
the normal means of detection have
failed to disclose.
The
letter should, however, only be
opened and should not be read.
Suitable guarantees preventing the
reading of the letter should be
provided, e.g. opening the letter in
the presence of the prisoner.
The
reading of a prisoner's mail to and
from a lawyer, on the other hand,
should only be permitted in
exceptional circumstances when the
authorities have reasonable cause to
believe that the privilege is being
abused in that the contents of the
letter endanger prison security or
the safety of others or are
otherwise of a criminal nature.
What
may be regarded as 'reasonable
cause' will depend on all the
circumstances but it presupposes the
existence of facts or information
which would satisfy an objective
observer that the privileged channel
of communication was being abused."
The above decision was later applied
in R v Secretary of State for the
Home Department, Ex p Leech;70 which
concerned rule
70
[1994] QB 198.
39
________________________________________
33(3)
of the Prison Rules 196471, which
were in terms similar, although not
identical, to rule 74(4) of the
Scottish Rules. The decision is
important for several reasons.
First, it re-stated the principles
that every citizen has a right of
unimpeded access to the court, that
a prisoner's unimpeded access to a
solicitor for the purpose of
receiving advice and assistance in
connection with a possible
institution of proceedings in the
courts forms an inseparable part of
the right of access to the courts
themselves and that section 47(1) of
the 1952 Act which did not authorise
the making of any rule which created
an impediment to the free flow of
communication between a solicitor
and a client who contemplated legal
proceedings. Legal professional
privilege was described as an
important auxiliary principle
serving to buttress the cardinal
principles of unimpeded access to
the court and to legal advice.
Secondly, it was accepted that
section 47(1) did not expressly
authorise the making of a rule such
as rule 33(3), and the court
observed,72 that a fundamental right
such as the common law right to
legal professional privilege would
very rarely be held to
71
(SI 1964/388) 72 at p 212,
40
________________________________________
be
abolished by necessary implication;
however the court accepted that
section 47(1) should be interpreted
as conferring power to make rules
for the purpose of preventing
escapes from prison, maintaining
order in prisons, detecting and
preventing offences against the
criminal law and safeguarding
national security. Rules could
properly be made to permit the
examining and reading of
correspondence passing between a
prisoner and his solicitor in order
to ascertain whether it was in truth
bona fide correspondence and to
permit the stopping of letters which
failed such scrutiny. The crucial
question was whether rule 33(3) was
drawn in terms wider than necessary
to meet the legitimate objectives of
such a rule73. "The question
therefore is whether there is a
self-evident and pressing need for
an unrestricted power to read
letters between a prisoner and a
solicitor and a power to stop such
letters on the ground of prolixity
and objectionability." The court
concluded that there was nothing,
which established objectively that
there was a need in the interests of
the proper regulation of prisons for
a rule of the width of rule 33(3).
73 As
it was put, at p 212:
41
________________________________________
While
section 47(1) of the 1952 Act by
necessary implication authorised
some screening of correspondence
between a prisoner and a solicitor,
such intrusion had to be the minimum
necessary to ensure that the
correspondence was in truth bona
fide legal correspondence: since
rule 33(3) created a substantial
impediment to exercise by the
prisoner of his right to communicate
in confidence with his solicitor the
rule was drawn in terms which were
needed. In the light of the
decisions in Campbell and Leech, a
new prison rule was made, now rule
39 of the Prison Rules 199974, which
provides, so far as material: (1) A
prisoner may correspond with his
legal adviser and any court and such
correspondence may only be opened,
read or stopped by the governor in
accordance with the provisions of
this rule.
(2)
Correspondence to which this rule
applies may be opened if the
governor has reasonable cause to
believe that it contains an illicit
enclosure and any such
74
(SI 1999/728).
42
________________________________________
enclosures shall be dealt with in
accordance with the other provision
of these Rules.
(3)
Correspondence to which this rule
applies may be opened, read and
stopped if the governor has
reasonable cause to believe its
contents endanger prison security or
the safety of others or are
otherwise of a criminal nature.
(4) A
prisoner shall be given the
opportunity to be present when any
correspondence to which this rule
applies is opened and shall be
informed if it or any enclosure is
to be read or stopped." This rule,
is now accepted, applies only to
correspondence in transit from
prisoner to solicitor or vice
versa75. The references to opening
and stopping make plain that it has
no application to legal
correspondence or copy
correspondence received or made by a
prisoner and kept by him in his
cell. Moreover the Court of Appeal
decision in Leech was endorsed and
approved by the House of Lords in R
v Secretary of State for the Home
Department, Ex p
75
Thus al eviating the excuse say
through a cel search of which the
prisoner should be present discussed
below
43
________________________________________
Simms,76 which arose from a
prohibition on visits to serving
prisoners by journalists seeking to
investigate whether the prisoners
had, as they claimed, been wrongly
convicted, save on terms which
precluded the journalists from
making professional use of the
material obtained during such
visits. The House considered whether
the Home Secretary's evidence showed
a pressing need for a measure, which
restricted prisoners' attempts to
gain access to justice, and found
none. The more substantial the
interference with fundamental
rights, the more the court would
require by way of justification
before it could be satisfied that
the interference was reasonable in a
public law sense. In this as in
other cases there was applied the
principle succinctly stated by Lord
Browne-Wilkinson in R v Secretary of
State for the Home Department, ex
parte Pierson 77
76
2000] 2 AC 115 77 [1998] AC 539,
575:
44
________________________________________
The
House in R ¬v- Secretary of State
for the Home Department ex parte
Daly78 Stated....."From these
authorities I think the following
proposition is established. A power
conferred by Parliament in general
terms is not to be taken to
authorise the doing of acts by the
donee of the power which adversely
affect the legal rights of the
citizen or the basic principles on
which the law of the United Kingdom
is based unless the statute
conferring the power makes it clear
that such was the intention of
Parliament The Lords then
continued... It is then necessary to
ask whether, to the extent that it
infringes a prisoner's common law
right to privilege, the policy can
be justified as a necessary and
proper response to the acknowledged
need to maintain security, order and
discipline in prisons and to prevent
crime.
Mr.
Daly's challenge at this point was
directed to the blanket nature of
the policy, applicable as it was to
all prisoners of whatever category
in all closed prisons in England and
Wales, irrespective of a prisoner's
past or
78
Ibis Para 40
45
________________________________________
present conduct and of any
operational emergency or urgent
intelligence. The Home Secretary's
justification rests firmly on the
points already mentioned: the risk
of intimidation, the risk that staff
may be conditioned by prisoners to
relax security and the danger of
disclosing searching methods.
The
Lords did not agree with the
proposition in which Lord
Steyn...held [I] have reached the
conclusions so far expressed on an
orthodox application of common law
principles derived from the
authorities and an orthodox domestic
approach to judicial review. But the
same result is achieved by reliance
on the European Convention. Article
8.1 which gives Mr. Daly a right to
respect for his correspondence.
While
interference with that right by a
public authority may be permitted
only in accordance with the law and
necessary in a democratic society in
the interests of national security,
public safety, the prevention of
disorder or crime or for protection
of the rights and freedoms of
others, the policy interferes with
Mr. Daly's exercise of
46
________________________________________
his
right under article 8.1 to an extent
much greater than necessity
requires.
In
this instance, therefore, the common
law and the Convention yield the
same result, this need not always be
the case.
Conversely in Smith and Grady v
United Kingdom79 the European Court
held that the orthodox domestic
approach of the English courts had
not given the applicants an
effective remedy for the breach of
their rights under article 8 of the
Convention because the threshold of
review had been set too high.
Moreover following the incorporation
of the Convention by the HRA and the
bringing of that Act fully into
force, domestic courts must
themselves form a judgment whether a
Convention right has been breached
(in conducting such inquiry as is
necessary to form that judgment)
and, so far as permissible under the
HRA, grant an effective remedy.
79
1999) 29 EHRR 493,
47
________________________________________
Finally on this point it is
interesting to note that the Prisons
Ombudsman carried out a full inquiry
which was reported in November 1996.
In his report the Ombudsman
commented: "I entirely support the
main thrust of Woodcock's
recommendations regarding cell
searching. It is apparent that
prisoner intimidation was precluding
the effective searching of prisoner
accommodation in many
establishments, and that this
searching, which is essential for
the safety and security of both
staff and prisoners, is carried out
far more effectively when the
prisoner is absent.
This
procedure has also been assisted by
the introduction of the volumetric
control of prisoners' in-possession
property.
However, the legal privilege which
must protect the confidentiality of
correspondence between a solicitor
and his client is too important to
be sacrificed for the sake of
expediency; whilst it would
undoubtedly be easier for staff to
search a prisoner's legal documents
in his
48
________________________________________
absence; this allows legal privilege
to be compromised to an unacceptable
degree... "It is clear that, in
complaining about the Prison
Service's cell searching policy;
[the prisoner] has raised a matter
which has far-reaching consequences.
I believe that his complaint is a
valid one and that, in searching
prisoners' legal papers in their
absence, the Prison Service is
compromising the legal privilege,
which ensures that correspondence
between a solicitor and his client
will remain confidential. I
therefore uphold [the prisoner's]
complaint. Security Group has
previously drafted a revised version
of section 68.3 of the Security
Manual.
This
revised version allowed the prisoner
to remain in the cell while his
legal documents are being searched,
after which the documents are sealed
in a box or bag, thus avoiding any
possible compromise of legal
privilege. I consider that the
Security Manual should be amended to
incorporate this revised method of
cell searching." The Ombudsman's
investigations revealed that,
following a complaint by a prisoner
confined in HMP Full Sutton, a
procedure had been developed in that
prison to meet the
49
________________________________________
wishes of prisoners who objected to
the searching of their legal
documents in their absence. The
procedure was simply ... "If the
prisoner objects to his legal
documents being searched in his
absence DST80 staff place the
documents in a bag, seal the bag
using a numbered reception seal and
give the prisoner a copy of the seal
number. The bag is left in the
prisoner's cel while the search is
being carried out. When the prisoner
returns, he checks the seal on the
bag to ensure that it has not been
tampered with and the documents are
searched in his presence." In
essence the importance of
proportionality` is the thread
throughout the above illustrations
within the body of the case law. The
contours of the principle of
proportionality are familiar, as in
de Freitas v Permanent Secretary of
Ministry of Agriculture, Fisheries,
Lands and Housing81 the Privy
Council adopted a three-stage test.
Lord Clyde observed;82 that in
determining whether a limitation is
80
[Dedicated search team] 81 [1999] 1
AC 69 82 , at p 80
50
________________________________________
arbitrary83 or excessive the court
should ask itself... "Whether:- the
legislative objective is
sufficiently important to justify
limiting a fundamental right; the
measures designed to meet the
legislative objective are rationally
connected to it; -and- the means
used to impair the right or freedom
are no more than is necessary to
accomplish the objective." Clearly,
these criteria are more precise and
more sophisticated than the
traditional grounds of review. What
is the difference for the disposal
of concrete cases? Academic public
lawyers have in remarkably similar
terms elucidated the difference
between the traditional grounds of
review and the proportionality
approach: see for instance Professor
Jeffrey Jowell QC, "Beyond the Rule
of Law: Towards Constitutional
Judicial Review"84; Craig,
Administrative Law85 Professor David
Feldman, "Proportionality and the
Human Rights Act 1998", essay in The
Principle of Proportionality in the
Laws of Europe86
83
(by an act, rule or decision) 84
[2000] PL 671 85 4th ed (1999),
561-563; 86 (1999), pp 117, 127 et
seq.
51
________________________________________
The
starting point is therefore to
address the issue whether there is
an overlap between the traditional
grounds of review and the approach
of proportionality`. Most cases
would be decided in the same way
whichever approach is adopted. But
the intensity of review is somewhat
greater under the proportionality
approach. Making due allowance for
important structural differences
between various Convention rights,
which I do not propose to discuss, a
few generalisation`s are perhaps
permissible. I would mention three
concrete differences without
suggesting that my statement is
exhaustive. First, the doctrine of
proportionality87 may require the
reviewing court to assess the
balance, which the decision maker
has struck, not merely whether it is
within the range of rational or
reasonable decisions. Secondly, the
proportionality` test may go further
than the traditional grounds of
review inasmuch as it may
87
Ibid
52
________________________________________
require attention to be directed to
the relative weight accorded to
interests and considerations.
Thirdly, even the heightened
scrutiny test developed in R v
Ministry of Defence; Ex p Smith
[1996]88 is not necessarily
appropriate to the protection of
human rights. It will be recalled
that in Smith the Court of Appeal
reluctantly felt compelled to reject
a limitation on homosexuals in the
army. The challenge based on article
8 of the Convention for the
Protection of Human Rights and
Fundamental Freedoms89 foundered on
the threshold required even by the
anxious scrutiny test. The European
Court of Human Rights came to the
opposite conclusion: Smith and Grady
v United Kingdom90. The court
concluded, 91..."the threshold at
which the High Court and the Court
of Appeal could find the Ministry of
Defence policy irrational was placed
so high that it effectively excluded
any consideration by the
88 QB
517, 554 89 (The right to respect
for private and family life) 90
(1999) 29 EHRR 493 91 at p 543, Para
138:
53
________________________________________
domestic courts of the question of
whether the interference with the
applicants' rights answered a
pressing social need or was
proportionate to the national
security and public order aims
pursued, principles which lie at the
heart of the court's analysis of
complaints under article 8 of the
Convention." In other words, the
intensity of the review, in similar
cases, is guaranteed by the twin
requirements that the limitation of
the right was necessary in a
democratic society, in the sense of
meeting a pressing social need, and
the question whether the
interference was really
proportionate to the legitimate aim
being pursued.
54
________________________________________
Chapter 3
Human
rights and common law understandings
of freedom and liberty An important
consideration of how the judiciary
receive the HRA is how they
themselves perceive their common law
role with regards to freedom and
liberty. For instance over the years
there has been a birth of a
specialist administrative Court
Office, of the High Court dealing
with applications by way of judicial
review which very often dealt with
procedure irregularities along with
a failure to carry out a statutory
duty. Remedies such mandamus and
certiorari92, are a main daily
feature within the Administrative
courts. A regular feature is
immigration, housing, and such other
matters that call for the courts to
consider cases in finite detail
including statutory interpretation,
rights and remedies.
92
Now Mandatory Order and quashing
Order
55
________________________________________
In
essence it is the role of the
judiciary experienced in considering
whether a government or local
authority have carried out their
obligation and or statutory duty
within the terms of the statutory
provisions being called in to
question. Such rights, and
obligation are a feature within the
HRA, and the courts over the years
have been creative when justice
required.93 It is from this breed of
judiciary that are now deliberating
in the Court of Appeal and the House
of Lords. It is noteworthy that the
judiciary in these specialist courts
would not substitute the decision,
but merely grant or otherwise their
deliberations upon the failure or
otherwise of the decision reached
based upon a procedural`
irregularity94 It will however be
seen that the judiciary very often
apply the same test to the HRA as
they did and do when hearing matters
outlined above. Consideration of pre
and post Act, will demonstrate that
the approach is not necessarily
compatible with the HRA95.
93
;Ridge v Baldwin [1964] AC. @ 40, 94
For instance the procedure adopted
may have offended against he notion
of Natural Justice, or the fettering
of discretion to name a few, as in
the case of Ridge ¬v- Baldwin Ibid.
95 Discussed below.
56
________________________________________
In
contrast the HRA instils within the
UK a new approach both to be taken
in the procedure to be adopted in
both civil and criminal cases96.
Tribunals and committees and other
decision and administrative bodies
are called upon to adhere to
principals of natural justice
prevails both against procedure and
bias97. A right to a fair trial is a
feature within the HRA; some would
say such a right is a landmark
itself; however this has been built
within the body of our Common Law,
upon the premises of fair play` and
justice98. Applicants faced with
appealing decisions involving
housing benefits, and going before
the Housing Benefit Review Board,
were often left in doubt as to
fairness of the procedure and
decision making body, as those
presenting the authorities case was
employees of the members sitting in
judgment. Conversely the same system
applied to many Tribunals and
Committees who sat to hear
complaints against
96
Article 6 HRA for instance 97 Bryan
v UK 21 EHRR @ 342, Held a developer
could chal enge an enforcement
notice as a breach of Article 6. "In
the context of planning appeals the
very existence of this power
available to the executive, whose
own policies may be in issue, is
enough to deprive the inspector of
the requisite appearance of
independence, notwithstanding the
limited exercise of the power in
practice and irrespective of whether
its exercise was or could have been
in issue in that case 98 Ridge ¬v-
Baldwin. Ibis
57
________________________________________
refusal of a school place for their
child, only to find that the make up
of the Committee included a council
member, who may be best placed of
fielding his council`s position, by
finding that parents objecting to an
allocated school99 upon the ground/s
that the school so allocated fails
to meet that academic excellence, is
in itself underpinning the council`s
position on education100 This not to
say that the administration was
tainted, however to those appealing
such decisions would leave the
Committee room pondering whether any
decision may be tainted,101 as the
councillor/s reminded the parents
that like schools; were available
within the catchment area,102 and
effectively they should not be so
judgemental. Of course it was unwise
to decry the allocated school as
this would often lead to refusal of
the appeal and of course the parents
appealing their preferred school
would only want to feel that their
case had been decided
99
Under the Education Act. 100 This
was a constant complaint of many
parents that the writer acted for,
when appearing before the Committee
of the LEA. 101 R ¬v- Lancashire
County Council ex parte R, was a
case in which the education
authority had put in place a
restriction on a popular school who
could accommodate more children in
the school but had put the policy`
in place to fil under achieving
schools within the area. 102 This is
within the terms of the Education
Act 1980 (as amended) when al
ocating schools.
58
________________________________________
upon
its merits; rather than a policy`
decision which was merely being
upheld by the appeal committee. Fair
play and adherence103 was the main
requirement in such circumstances
and therefore the judiciary are
reminded of the above principal104
for all within the context of the
rules that they have to administer.
It follows therefore that the courts
themselves will have to adopt a new
approach [and many have] and aspire
in considering the matters before
them. Article 6 relates entirely to
procedure and applies wherever there
is a determination of person`s civil
rights. In, Condron v The United
Kingdom the Court of Appeal
considered cases on appeal, the
ECtHR held that the Court of Appeal;
in merely considering the safety of
the applicants` conviction was in
breach of their fundamental rights
within the HRA105.
103
To fair play and Natural Justice.
104 The civil procedure rules in
part one tells judges that they have
got to deal with cases justly and
that goes on to say that not only
must they try and get the right
result they must also ensure that
there is a level playing ground,
that they are dealt with equal y.
105 Condon v. The United Kingdom.
Application. No. 35718/97. Judgment
given at Strasbourg, May 2, 2000
59
________________________________________
The
Court of Appeal was concerned with
the safety of the applicants106`
conviction, rather than had he
received a fair trial.... The
question whether or not the
rights...guaranteed to an accused
under Article 6 of the Convention
was secured cannot be assimilated to
a finding that his conviction was
safe....107 The decision was later
followed and endorsed by the Court
of Appeal, Lord Woolf C.J: ... It
would be unfortunate if the approach
of the European Court of Human
Rights and the approach of the Court
of Appeal were to differ. Section 3
of the Human Rights Act now required
all acts of the UK Parliament to be
read in a way that was compatible
with Convention rights108 Such a
task is not easily defined because
those seeking remedies may be faced
with further ambiguities as those
entrusted by Parliament to
administer the terms within the body
of the HRA, which may be as
inconsistent as the issue being
challenged.
106
Classified as victims` under the HRA
107 Condron v The United Kingdom.
Application No. 35718/97 @ Paragraph
65 108 The Times (London), November
21, [2000]
60
________________________________________
The
creativity of the judiciary at times
has interoperated a particular
meaning in order to do justice;
however justice to one is very often
an injustice to another. It is upon
this creativity that has caused
inconsistencies within the HRA. This
can be demonstrated when
consideration is given to the core
of the HRA.
In
essence the in order to enforce a
right` the only redress under
section 6 of the HRA is against a
public authority, it is upon this
premises that the following chapter
will focus upon. It will be seen
however a greater dilemma is caused
in trying to tackle this task, as
many arguments are canvassed in
order to catch other elements and
bring them into the body of the HRA,
to offer greater protection to those
relying upon the rights. Whether
such an ambit is necessary is a bone
of contention as far as the writer
is concerned, and therefore a great
deal of analytical exploration is
called for to explore other remedies
prevalent within other Statutory
provisions, available as safeguards.
61
________________________________________
Chapter 4 Enforcement Uncertainty
Public Authority [the Dilemma] The
meaning of Public Authority has
caused untold difficulty in
ascertaining who or what is a Public
Authority in days of contracting out
ones duty. It is somewhat surprising
that as the HRA refers throughout to
Public Authority` the government
failed to include any definition
within the HRA109. It may have been
thought that given monumental change
over the past thirty years in
reorganising government that the HRA
should not be narrowly defined110.
It should be noted that Section 6(1)
of the HRA states that [i] t is
unlawful for a public authority to
act in a way
|